1.2SPHN202012021-03-08T11:33:02Z20201100.0093.800.483.032.68Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.100.0088.382.695.393.54Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.100.0046.610.0050.602.79Pershing LLCPERT100.00100.000.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.20202100.0091.290.382.056.29Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.100.0088.341.424.285.97Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.100.0057.460.0040.671.87Pershing LLCPERT100.00100.000.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.20203100.0086.890.614.378.13Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.100.0082.974.146.616.29Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.100.0018.360.0077.344.30Pershing LLCPERT100.00100.000.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order flow from Pershing or any market center.