1.2SPHN202032022-01-23T19:43:58Z20207100.0043.590.261.2554.90Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.100.0051.372.264.5041.87Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.100.0045.770.0051.173.05Pershing LLCPERT100.00100.000.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.20208100.0040.980.221.3957.41Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.100.0055.642.854.0237.49Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.100.0044.500.0051.204.31Pershing LLCPERT100.00100.000.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.20209100.0039.090.061.6159.24Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.100.0058.101.384.8735.65Pershing LLCPERT100.00100.00100.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.100.0029.680.0059.9410.37Pershing LLCPERT100.00100.000.00100.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Our frm routes 100% of our retail non-directed orders (defned as “held” orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing, and execution. We do not receive payment for order fow from Pershing or any market center.